| 1. | The other employees who pleaded guilty all acted as registered securities brokers.
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| 2. | The REIT has $ 207 million of previously registered securities that remain unsold.
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| 3. | Morgan Stanley has about $ 540 million of previously registered securities that remain unsold.
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| 4. | The legal impact of dematerialisation differs in relation to bearer and registered securities respectively.
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| 5. | The reit and partnership have $ 136 million of previously registered securities that remain unsold.
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| 6. | The newly registered securities may include senior or subordinated debt securities, the filing said.
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| 7. | A registered direct is similar to a PIPE but is instead sold as a registered security.
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| 8. | The number of registered security companies with gun permits is presently in excess of 3, 000.
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| 9. | The sole exception will be to accounts held by registered securities brokerage firms in individuals'names.
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| 10. | Once registered, the security will take priority over all subsequently registered security and any unregistered security.
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